Karen Friedman

Associate Director

AA, University of Southern Maine

Ms. Friedman is responsible for reviewing client advertising material, providing training to clients regarding applicable advertising rules, and assisting with specialty projects. Prior to joining Foreside, her experience ranged from synchronizing revision requirements for ERISA and Non-ERISA Tax Deferred Annuity’s participant forms and coordinating regulatory mass mailings, to being a Project Manager for system upgrades and new product offerings. She holds FINRA Series 6, 7 and 26 registrations and has been in the financial compliance industry for over 25 years.