Our internet-based portal facilitates marketing material review for advisor and broker-dealer requirements. Foreside AdCompliance® was designed with the user in mind – whether that be the marketing department, compliance department or management teams. Our software is web-based, functional, comprehensive, and practical. In particular, the system’s primary advantage is its workflow management which allows for customized workflows, collaboration with peers, progress tracking, audit trails, reporting capabilities, a single repository, and disaster recovery. The system is also compliant with SEC Rules 17a-4 and 204-2, and GDPR.
