Alan Foxman

Managing Director

BA, University of Florida; JD, Nova Southeastern University

Mr. Foxman manages a team of consultants as well as providing compliance consulting advice to registered investment advisors. Prior to joining Foreside, he was a staff attorney with FINRA in their Office of Dispute Resolution and owned his own law firm, concentrating on securities law. He is a past Chairman of the Government and Regulatory Committee of the former National Association of Investment Professionals and writes a monthly “Compliance” column for “On Wall Street Magazine.”