Carol Bommarito

Associate Director

FINRA Institute at Wharton School

Ms. Bommarito is responsible for reviewing client advertising material, providing training to clients regarding applicable advertising rules, and assisting with specialty projects. Prior to joining Foreside, she worked as a Senior Compliance Analyst responsible for suitability, branch office inspections, and review of mutual fund and variable product communications and as an Advertising Compliance Examiner. She holds FINRA Series 6, 7, 24, 26 and 63 registrations, holds the Certified Regulatory and Compliance Professional designation from Wharton School, and has more than 29 years of experience in compliance related roles.