Megan Essig

Associate Director

CP, Boston University; BS, Western New England University

Ms. Essig conducts 206(4)-7 examinations of Registered Investment Advisors, Broker-Dealer AML testing and branch office inspections. Prior to joining foreside, she held roles supporting the compliance consulting needs of investment advisor clients where she completed regulatory ﬁlings, interpreted SEC and state regulations, developed program deliverables, and investigated investment advisor related compliance issues.