Scott Mercaldo

Associate Director

LLB, London Metropolitan University; MBA, St. Joseph’s University; LLM, Widener University School of Law

Mr. Mercaldo is responsible for reviewing client advertising material, providing training to clients regarding applicable advertising rules, and assisting with specialty projects. Prior to joining Foreside, he worked for several Broker-Dealers and investment advisors in various compliance roles. He holds FINRA Series 6, 7, 24, 26, 63 and 65 registrations and has more than 15 years of experience within the financial services industry.