Stephen Murphy

Managing Director

BA, The Pennsylvania State University; MS, Pace University

Mr. Murphy oversees Foreside’s Broker-Dealer compliance services and specializes in providing strategic and regulatory guidance to Broker-Dealers of all types. Prior to joining Foreside, he served as a Chief Compliance Officer for multiple firms and business lines. He holds FINRA Series 4, 7, 9, 10, 24, 27, 50, 57, 86, 87 and 99 registrations.