<img class=”alignnone size-medium wp-image-3841 aligncenter” src=”http://newforesideqa.foreside.com.php73-37.phx1-2.websitetestlink.com/wp-content/uploads/Inner-Page-Covid-19-Could-Push-SEC-to-Delay-Reg-BI.png” alt=”” />
The Covid-19 pandemic has thrown a wrench into some firms’ ability to comply with Regulation Best Interest in time for its June 30 compliance date, according to the Securities and Exchange Commission’s head examiner.
Foreside’s Mark Alcaide, Senior Managing Director, Consulting, provided insight into firms’ ability for implementation, training, and delivery of Reg BI to clients. Read Mark’s full comments in Ignites <a title=”” href=”https://www.ignites.com/c/2700213/329413/covid_could_push_delay” target=”_blank” rel=”noopener noreferrer”>HERE</a>.
